Writings by Dan Brecher

Dan Brecher's experience ranges from general counsel of New York Stock Exchange and NASD/FINRA member brokerage firms to representation of companies in hundreds of public and private securities offerings and advising institutional and high net worth investors.

Client Alert

Library

Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.

145-156 of 298

Business 101: Understanding Your Cash Flow

Business Basics: The Importance of Cash Flow Projections Whether you are starting a new business or looking to grow or sell an established business, it is essential to understand your cash flow. In addition to shaping your future business decisions, cash flow projections will also likely impact future funding. Cash Flow Basics A basic cash […]

Author: Dan Brecher

December 18, 2015

FAST Act Eases Securities Compliance for Small Businesses

So, what is the FAST Act and how will it help with securities compliance when it comes to business? On December 4, 2015, President Barak Obama signed the FAST Act (Fixing America’s Surface Transportation) into law. The transportation law is of particular interest to businesses because it also makes several important changes to the JOBS Act […]

Author: Dan Brecher

December 17, 2015

Let's Make Sense of Holiday Tipping

During the holiday season, many of us like to say “thank you” to the professionals who provide services throughout the year. Examples include day car providers, mail carriers, delivery people, housecleaners, barbers, hairdressers, and doormen. While it is rewarding to spread holiday cheer, tipping/gifting can also be stressful when it comes to determining who to […]

Author: Dan Brecher

December 10, 2015

Looking into the Future: Business Predictions for 2016

While we don’t purport to have a crystal ball, there are a number of trends that are expected to impact New York and New Jersey businesses in 2016. Here is a list of the business predictions: Business lending: Online lending is set to outpace more tradition financing methods. Eighty percent of small-business owners go online […]

Author: Dan Brecher

November 30, 2015

3 Start-ups With A Ground-Breaking Business Concept

To obtain funding, start-ups and other growing businesses need a unique business concept to stand out from the competition. In most cases, it’s even better when the business idea is so novel that there is no competition, at least not yet. To illustrate the point, below are a few companies that are revolutionizing their respective […]

Author: Dan Brecher

November 24, 2015

Ten Best Apps for Small Business Owners

Thanks to the proliferation of tablets, smart phones, and other electronic devices, small business owners are no longer chained to their desks. However, it can still be difficult for entrepreneurs and small business owners to manage a seemingly endless to-do list, particularly in the early stages of getting a start-up company off the ground. For […]

Author: Dan Brecher

November 19, 2015

SEC Stepping Up FCPA Enforcement

The SEC & FCPA Enforcement The Securities and Exchange Commission (SEC) continues to ramp up its enforcement of the Federal Corrupt Practices Act (FCPA). In 2010, the SEC’s Enforcement Division created a specialized unit dedicated to enforcement of the FCPA, which prohibits U.S. companies from bribing foreign officials for government contracts and other business. To […]

Author: Dan Brecher

October 30, 2015

SEC Proposes Changes to Administrative Proceedings

After coming under fire for using the forum to secure an unfair home court advantage After coming under fire for using the forum to secure an unfair home court advantage, the Securities and Exchange Commission (SEC) recently proposed amendments to its rules governing administrative proceedings. The proposal would extend certain deadlines, allow for depositions, and […]

Author: Dan Brecher

October 21, 2015

Public Companies Under Increasing Pressure to Reveal Political Spending

In the wake of the U.S. Supreme Court’s decision in Citizens United, corporate political spending has skyrocketed. In response, companies are facing increasing pressure from public interest groups, shareholders, and regulators to disclose their donations. Shareholders concerned about corporate campaign donations are turning to resolutions that ask the company to disclose information about lobbying activities […]

Author: Dan Brecher

October 16, 2015

Scarinci Hollenbeck

Are the SEC’s Crowdfunding Rules Really on the Horizon?

The Securities and Exchange Commission (SEC) is woefully late in finalizing its crowdfunding rules. However, the agency could finally be ready to sign off on the much-anticipated securities registration exception. The Dodd-Frank Act authorized everyday citizens (non-accredited investors) to participate in equity crowdfunding. The relaxed securities requirements for equity crowdfunding are expected to be a […]

Author: Dan Brecher

October 15, 2015

NYSE Adopts New Rules for Release of Material News

Amendments to the New York Stock Exchange’s (NYSE or Exchange) Rule 202.06 took effect last month. Listed companies must now follow new procedures when publicly releasing material news. Notification Requirement Rule 202.06 previously required listed companies to notify the NYSE at least ten minutes in advance of releasing material news if such release will take […]

Author: Dan Brecher

October 14, 2015

Circuits Split Over Dodd-Frank Retaliation Provisions

Questions regarding who is a whistleblower under the Dodd-Frank anti-retaliation provisions continue to divide the courts. In Berman v. Neo@Ogilvy, a divided Second Circuit Court of Appeals broadly interpreted the statute to allow claims from internal tipsters that do not also notify the Securities and Exchange Commission (SEC). The decision directly conflicts with the Fifth […]

Author: Dan Brecher

September 30, 2015

Scarinci Hollenbeck

First
Previous
1
More
11
12
13(current)
14
15
More
25
Next
Last

Sign up to get the latest from our attorneys!

Explore What Matters Most to You.

Consider subscribing to our Firm Insights mailing list by clicking the button below so you can keep up to date with the firm`s latest articles covering various legal topics.

Stay informed and inspired with the latest updates, insights, and events from Scarinci Hollenbeck. Our resource library provides valuable content across a range of categories to keep you connected and ahead of the curve.