Writings by Angela A. Turiano

Angela primarily focuses her practice on handling securities, regulatory and employment litigation matters. She routinely represents financial institutions and their representatives and advisors in customer and employment arbitrations and litigation, as well as regulatory inquiries and enforcement actions.

Client Alert

Library

Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.

13-18 of 18

How Will the Supreme Court’s Jarkesy Decision Impact SEC Enforcement?

The Securities and Exchange Commission’s (SEC) enforcement strategy recently took a significant hit from the U.S. Supreme Court. In SEC v. Jarkesy, 603 U.S. ____ (2024), the Court held that when the SEC seeks civil penalties against a defendant for securities fraud, the Seventh Amendment entitles the defendant to a jury trial. Accordingly, such actions must […]

Author: Angela A. Turiano

July 23, 2024

How to Conduct an Effective Internal Business Investigation

Internal investigations play a pivotal role in maintaining a productive workplace and reducing a business’s potential liability. However, to reap these benefits, it is equally important to know how to write a factual, solid, representative report of an internal investigation that will withstand scrutiny and provide appropriate information for future reference in a litigation or […]

Author: Angela A. Turiano

May 10, 2024

Why Would I Get a Letter from the Office of the Attorney General?

If you are asking the question, “Why would I get a letter from the Office of the Attorney General,” it is imperative to take immediate action. A letter from the Office of the Attorney General is often the first indication that you or your business may be the target of a federal investigation. Given the […]

Author: Angela A. Turiano

May 2, 2024

White-Collar Defense

FINRA Rule 3110 Explained

Known as the “Supervision Rule,” FINRA Rule 3110 requires brokerage firms to establish, maintain, and enforce a system to supervise the activities of their associated persons. The rule stipulates that the system of supervision should be reasonably designed to achieve compliance with all applicable regulations established by the Financial Industry Regulatory Authority (FINRA) and the […]

Author: Angela A. Turiano

April 10, 2024

Is Insider Trading a Felony? Legal Insights

For corporate executives and others wondering “Is insider trading a felony,” the short answer is yes. Insider trading violations are often criminally prosecuted as felonies. Accordingly, the penalties can be extremely serious, leading not only to professional and financial ruin but also significant jail time. Understanding Insider Trading Insider trading is the trading of a […]

Author: Angela A. Turiano

March 7, 2024

Prominent Financial Services Veteran Joins Growing NYC Law Practice

Scarinci Hollenbeck NYC Office Welcomes Securities, Regulatory, and Employment Litigation Attorney Angela A. Turiano March 5, 2024 – New York, NY – Financial services attorney Angela A. Turiano left her former firm of 15 years to join Scarinci Hollenbeck’s expanding NYC office. Ms. Turiano brings with her nearly two decades of experience handling securities, regulatory, and […]

Author: Angela A. Turiano

March 5, 2024

First
Previous
1
2(current)
Next
Last

Sign up to get the latest from our attorneys!

Explore What Matters Most to You.

Consider subscribing to our Firm Insights mailing list by clicking the button below so you can keep up to date with the firm`s latest articles covering various legal topics.

Stay informed and inspired with the latest updates, insights, and events from Scarinci Hollenbeck. Our resource library provides valuable content across a range of categories to keep you connected and ahead of the curve.