Writings by Dan Brecher

Dan Brecher's experience ranges from general counsel of New York Stock Exchange and NASD/FINRA member brokerage firms to representation of companies in hundreds of public and private securities offerings and advising institutional and high net worth investors.

Client Alert

Library

Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.

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Will Martoma Conviction Bolster Insider Trading Crackdown?

While the Securities and Exchange Commission (SEC) may have a spotty record when it comes to insider trading cases, U.S. Attorney Preet Bharara has an impressive winning streak. He is 79-0 in securing insider-trading convictions over the past four years. Former hedge fund trader Mathew Martoma is the latest guilty verdict for Bharara, whose other […]

Author: Dan Brecher

February 19, 2014

Check Your Emails for Politeness

Have you ever received an email not meant for you? Worse yet, have you sent one to the wrong person yourself? What about sending a message with an embarrassing typo or a word missing that makes you wish you had not sent your message? It is usually the speed at which we chose (or need) […]

Author: Dan Brecher

February 18, 2014

New York Corporation Dissolving? Here's What You Need To Know

As they say, all good things must come to an end. Whether you plan to retire, start a new venture, or simply sell your business, it is imperative to give your New York corporation a proper farewell. Through the process of voluntary dissolution, the corporation ceases to exist, as does the obligation to pay future […]

Author: Dan Brecher

February 13, 2014

Is It Time to Buy into 3D Printing?

3D printers now make it possible to create a new object by simply downloading a design file and hitting “print.” As the cost of the new technology continues to decline, it is increasingly available to the masses. Not surprisingly, as the once “niche” industry is poised to go mainstream, 3D printing business opportunities are skyrocketing. In 2014, consumer […]

Author: Dan Brecher

February 7, 2014

Securities and Finance

Kanye West Lawsuit Shuts Down Digital Currency

Kanye West is no stranger to controversy. Most recently, West successfully shut down the Coinye project, a digital currency similar to Bitcoin that featured the famous rapper’s image. In January, West sent a cease and desist letter to the start-up behind Coinye, alleging trademark infringement and rights of publicity violations. However, it resulted in only […]

Author: Dan Brecher

January 29, 2014

Bitcoin

Corporate Disclosures: SEC Adopts Position That Less Is More

Is your company drowning under the burden of ever-growing corporate disclosure requirements? If the answer is yes, we have good news. In a recent report to Congress, the Securities and Exchange Commission (SEC) outlined a new initiative intended to streamline disclosure requirements for U.S. public companies under Regulation S-K. The report, which was mandated by […]

Author: Dan Brecher

January 28, 2014

Financial Industry Regulatory Authority: What Are They Looking For In 2014

What Will Financial Industry Regulatory Authority 2014 Examiners Be Looking for in 2014? The Financial Industry Regulatory Authority (FINRA) recently released a letter outlining its regulatory and examination priorities for 2014. It should be considered “must read” material for all broker dealers. Susan Axelrod, Executive Vice President, Regulatory Operations, said, “The purpose of this letter is […]

Author: Dan Brecher

January 17, 2014

Taxi Costs: What To Expect When Traveling for Business or Pleasure

Taxi fares, particularly for traveling to and from the airport, are often governed by local laws. For instance, the New York City Taxi and Limousine Commission establishes set cab fares from NYC to Newark International Airport (regular metered rate of fare, plus a $17.50 surcharge and all tolls) and Manhattan to John F. Kennedy International […]

Author: Dan Brecher

January 15, 2014

Is It Time to Sell Your New York or New Jersey Business?

For business sellers who have been waiting until the economy turns around, it may finally be time to pull the trigger. With profits up and the economy improving, both banks and buyers are coming back to the market. According to BizBuySell.com, 1,685 small businesses changed hands between July and September, compared to 1,189 during the […]

Author: Dan Brecher

January 7, 2014

Mergers & Acquisitions

Why Your Notary Requires Proof of Your Identity

The law forbids notarizing papers in the absence of the person appearing before the notary. The law forbids notarizing papers in the absence of the person appearing before the notary. Have you ever asked a notary to notarize your signature without your being there in the presence of the notary and the notary refused to do […]

Author: Dan Brecher

January 6, 2014

Contract lawyer NYC

Compliance Concerns Force Drug Company to Shift Business Model

Conflicts of interest are a chief compliance concern in many industries, from financial services to information technology. In the pharmaceutical field, one company is taking dramatic steps to reduce its potential liability by significantly changing its business model. GlaxoSmithKline recently announced that it plans to address their compliance concerns and halt the commonly used practice […]

Author: Dan Brecher

January 3, 2014

2013 Year in Review: Top Tips for Your New York or New Jersey Business

Here, we recap some of our most popular legal tips for a business in New York and New Jersey last year. You can also look for more posts geared towards reducing your legal when it comes to your business headaches in the New Year. Updating Your Sick Leave Policy: If you haven’t reviewed your sick leave policy […]

Author: Dan Brecher

January 2, 2014

New York Business Lawyer

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