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Scarinci Hollenbeck regularly publishes articles pertaining to legal updates affecting individuals and institutions in New York and New Jersey, and the world at large. Our attorneys develop content covering various legal topics ranging from Environmental to Corporate Transactions & Business to Litigation, Labor & Employment and much more.
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Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.
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FINRA Rule 3110 Explained post image

FINRA Rule 3110 Explained

Known as the “Supervision Rule,” FINRA Rule 3110 requires brokerage firms to establish, maintain, and enforce a system to supervise the activities of their associated persons. The rule stipulates that the system of supervision should be reasonably designed to achieve compliance with all applicable regulations established by the Financial Industry Regulatory Authority (FINRA) and the […]

Author: Angela A. Turiano

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What Public Companies Should Know About the SEC’s Climate Reporting Regulations post image

What Public Companies Should Know About the SEC’s Climate Reporting Regulations

On March 6, 2024, the Securities and Exchange Commission (SEC) adopted highly controversial final regulations requiring public companies to make new climate-related disclosures in their registration statements and annual reports. The regulations, entitled The Enhancement and Standardization of Climate-Related Disclosures for Investors, mandate disclosure of information about a registrant’s climate-related risks that have materially impacted, […]

Author: Daniel T. McKillop

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Corporate Governance, Professional Perspective - CTA Guidance for Legal Counsel Serving Businesses post image

Corporate Governance, Professional Perspective - CTA Guidance for Legal Counsel Serving Businesses

CTA Guidance for Legal Counsel Serving Businesses Contributed by Scott H. Novak, Scarinci Hollenbeck March 2024 The Corporate Transparency Act (CTA), 31 U.S.C. §5336, became effective on January 1, 2024. Under this new provision, if your or your client’s entity is a “reporting company,” as defined under the statute, the entity must file a beneficial owner information […]

Author: Scott H. Novak

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New Jersey Law Now Requires Landlords and Property Sellers to Disclose Flood Risks post image

New Jersey Law Now Requires Landlords and Property Sellers to Disclose Flood Risks

Effective as of March 20, 2024, New Jersey law requires property sellers and landlords to make certain notifications regarding flooding. The new law, P.L. 2023, c.93, amending and supplementing both N.J.S.A. 56:8-19.2  and N.J.S.A 46:8-50,  specifically mandates that sellers of real property and landlords disclose knowledge of a property’s history of flooding, flood risk, and […]

Author: Robert L. Baker, Jr.

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The ABCs of Business Fraud Prevention post image

The ABCs of Business Fraud Prevention

Business fraud can result in enormous financial losses, as well as reputational harm and legal liability. Businesses lose a staggering five percent of revenue to fraud each year, according to the Association of Certified Fraud Examiners (ACFE) 2022 Report to the Nations on Occupational Fraud and Abuse. This is why business fraud prevention is pertinent. […]

Author: Christopher D. Warren

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Breaking Ties: The Essentials of the Dissolution of a Business Partnership post image

Breaking Ties: The Essentials of the Dissolution of a Business Partnership

The dissolution of a business partnership is not as simple as shutting the doors. Just like when launching a new business, there is a legal process that must be followed to ensure that you and your business don’t face unintended liability. In addition to reaching an agreement between partners to wind down the partnership, other […]

Author: Christopher D. Warren

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NEW JERSEY & AFFORDABLE HOUSING: READY OR NOT, HERE COMES ROUND 4!! post image

NEW JERSEY & AFFORDABLE HOUSING: READY OR NOT, HERE COMES ROUND 4!!

WHY New Jersey Developers and municipalities should act now to prepare for the next Mount Laurel affordable housing round. Next year will mark the 50th anniversary of the “Mount Laurel doctrine,” the controversial, complex, and often counterintuitive body of law that has infuriated municipal politicians and residents and, at the same time, handsomely enriched developers […]

Author: Scarinci Hollenbeck, LLC

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Corporate Governance Explained post image

Corporate Governance Explained

With corporations subject to increased scrutiny from investors, consumers, and regulators, the importance of corporate governance law has never been greater. Among its many benefits, strong corporate governance helps businesses operate more efficiently, manage risk, and safeguard against legal and reputational harm. What Is Corporate Governance Law? The term “corporate governance” broadly refers to the […]

Author: Michael J. Sheppeard

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Demystifying the New York General Partnership Dissolution Requirements post image

Demystifying the New York General Partnership Dissolution Requirements

Given the prevailing use of limited liability companies, general partnerships have become increasingly rare, typically being relegated to industries like finance and real estate.  Notwithstanding this, the dissolution of a general partnership is no less difficult. To best navigate the complexities, it is important to work with an experienced attorney who ensures that you follow […]

Author: Michael J. Sheppeard

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Is Insider Trading a Felony? Legal Insights post image

Is Insider Trading a Felony? Legal Insights

For corporate executives and others wondering “Is insider trading a felony,” the short answer is yes. Insider trading violations are often criminally prosecuted as felonies. Accordingly, the penalties can be extremely serious, leading not only to professional and financial ruin but also significant jail time. Understanding Insider Trading Insider trading is the trading of a […]

Author: Angela A. Turiano

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Demystifying the Dissolution Process: New York Limited Liability Companies post image

Demystifying the Dissolution Process: New York Limited Liability Companies

Choosing to exit a business in which you hold an ownership stake can be a difficult decision. Once you have made that decision, however, there is a series of complex steps to take to ensure a clean break. It is important to follow the appropriate processes and procedures to avoid mistakes and prevent future pain. […]

Author: Michael J. Sheppeard

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What Is Amortization Expense? Explained post image

What Is Amortization Expense? Explained

The financing side of a Broadway production is far less exciting than the stories and songs that come alive on stage. However, navigating the unique economics of Broadway is equally important to the success of a show. Questions like “What is an amortization expense?” and “When does recoupment occur?” may be daunting, but they play a […]

Author: Brian D. Spector

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