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Scarinci Hollenbeck Partner & Securities Litigator Angela Turiano to be Featured as Guest Lecturer for Investor Law Clinic On Thursday, February 6, 2025, Angela A. Turiano will be featured as a guest lecturer at the Investor Law Clinic of the University of Miami School of Law and share her expertise on SEC Regulation BI. Notably, […]

The Securities and Exchange Commission (SEC) is cracking down on using artificial intelligence in financial advising. The agency recently proposed regulations. These regulations would necessitate broker-dealers and investment advisers to address conflicts of interest. These conflicts are associated with their use of predictive data analytics and similar technologies in interactions with investors. “We live in […]

The Financial Crimes Enforcement Network (FinCEN) recently issued the first of its kind guidance describing its enforcement approach to enforcing the Bank Secrecy Act (BSA). The Financial Crimes Enforcement Network (FinCEN) recently issued the first of its kind guidance describing its enforcement approach to enforcing the Bank Secrecy Act (BSA). According to FinCEN, the objective […]

The National Credit Union Administration (NCUA) Recently Issued Guidance Giving Federally Insured Credit Unions the Green Light to Service the Legal Hemp Industry Cultivation, transport, and sale of industrial hemp is legal under federal law, but businesses have continued to face challenges gaining access to financial services. In a positive step forward, the National Credit […]

The requirement that large banks submit written plans for rapid and orderly resolution in bankruptcy in the event of financial failure is a key feature of the federal government’s plan to keep the 2008 financial crisis from repeating. However, many banks still need to fine-tune their resolution plans, according to federal regulators. Under the Dodd-Frank […]

As required by the JOBS Act, the Securities and Exchange Commission (SEC) finally enacted rules to allow for general solicitation of private security offerings. The move is good news for early stage and emerging companies, as it will open the door to billions of dollars in new funding. The new rule specifically amends Rule 506 […]