Scarinci Hollenbeck, LLC
The Firm
201-896-4100 info@sh-law.comThe attorneys in the Corporate Compliance Practice Group provide clients with practical, time-sensitive advice and deliver pro-active solutions on a wide range of legal, compliance and regulatory issues.
This group maintains relationships with regulators and assures current knowledge relating to legislative, judicial, and regulatory developments involving Federal, State, SRO and local matters.
We provide practical, time-sensitive advice and deliver pro-active solutions on wide range of legal, compliance and regulatory issues, including:
Lawyers in this group previously held senior level positions in federal and state regulatory authorities, law departments of major corporations and financial institutions.
We represent a wide spectrum of public and private companies and individuals in the defense of compliance/regulatory investigations and enforcement proceedings. Matters include leading internal company investigations, reviews of governance policies and procedures, and defending administrative proceedings, civil and criminal actions.
Our lawyers have extensive knowledge of U.S. Federal state and local regulations, with multijurisdictional capabilities. We utilize a “project management” approach to staffing client assignments that coordinate the expertise of different practice group members. Critical defense advice and options are offered at every stage of investigation or proceeding, including negotiation of resolutions on the best terms for our clients. We also have a record of success when matters are litigated to conclusion. Our team of lawyers are committed to the highest quality advocacy on behalf of client. We are effective in implementing corporate strategies with our clients to assure current and future legal and regulatory compliance.
The firm`s core practices include:
The firm has several office locations includingLittle Falls, NJRed Bank, NJNew York, NYWashington, D.C.
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When your livelihood is on the line, having an SEC investigations attorney well-versed in securities law and the ever evolving regulatory landscape is paramount. At Scarinci Hollenbeck, LLC, our dedicated attorneys boast multiple decades of extensive experience handling cases tied to securities investigations.
We offer strategic legal counsel that acknowledges the distinct challenges faced by officers, directors, and companies embroiled in SEC, DOJ, or AG investigations.
Whether you’re dealing with SEC compliance, DOJ inquiries, AG investigations, or related matters, you can count on our unwavering legal support to help you navigate the process and achieve the best possible outcome.
Collaboratively, we work with you to grasp the unique intricacies of your circumstances, adapting our legal strategies to align with your goals.